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FEE structure

Helping You Build a Better Tomorrow While Living Your Best Financial Life NOW!

FEE-BASED STRUCTURE

Investment Management

Tiered Fee Structure

Our investment management fees are deducted quarterly in advance from your account as follows;

 

INVESTMENT PORTFOLIOS UNDER $500,000

Annualized

                                                                                                                                                                        $5,000 Minimum Fee                                                                               1.40%                    

INVESTMENT PORTFOLIOS OVER $500,000

Annualized

First $0—$500,000
1.15%
Next $500,001—$2,500,000
1.00%
Next $2,500,001—$5,000,000
.85%
Next $5,000,001—$10,000,000
.75%
Next $10,000,001—$20,000,000
.50%
Next $20,000,001—$35,000,000
.40%
Next $35,000,001 +
To Be Determined
  

NOTES: 

  • The above fees for portfolios $500,000 and over are consecutive. For example, your first $500,000 will be at 1.15% then the next $1,000,000 will be at 1.00%, and so on.
  • In certain situations, additional fees may apply for non-managed accounts.
  • Care and Maintenance fee of .25% for assets held, monitored, and included in overall asset allocation. This fee may be deducted from portfolio or paid as a flat fee with Financial Planning.
  • Portfolios in excess of $5,000,000 have Financial Planning included in the fee.
  

Financial Planning 

Plan Type and Fee Schedule 

Our annual financial planning fees are billed quarterly in advance

 

SIMPLE

MODERATE

COMPLEX

One Goal

Two or Three Goals

Three or More Goals

Simple tax situation

Moderate tax situation

Complex tax situation

Simple estate situation

Moderate estate situation

Complex estate situation

Simple asset structure

Moderate asset structure

Complex asset structure

$1,000—$2,500

$3,000—$5,000

$6,000—$10,000

Suitable for clients with a net worth under $1,000,000

Suitable for clients with a net worth over $1,000,000

Suitable for clients with businesses, trusts, etc.

  

NOTES: 

  • Actual fee is determined through our complexity matrix which will be presented and discussed as part of our financial planning consultation process.
 

INVESTMENT FEE STRUCTURE FINANCIAL PLANNING FEE

   

Have a Question About Our Fees?

 

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